Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 |
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Resultados 1-5 de 100
Página xiv
... Income Fund Series K - 1 .. Illustration of a $ 10,000 assumed investment 1955-67 in AXE Science Corp --- Page 523 522 522 283 294 288 157 806 282 523 334 146 293 292 281 290 289 Investment performance of 169 mutual funds ( amended ) ...
... Income Fund Series K - 1 .. Illustration of a $ 10,000 assumed investment 1955-67 in AXE Science Corp --- Page 523 522 522 283 294 288 157 806 282 523 334 146 293 292 281 290 289 Investment performance of 169 mutual funds ( amended ) ...
Página xv
... income .. 584 585 Customer - directed give - ups paid and received by sample firms . Distribution of firms by degree ... income ( after tax ) by size . - 583 Effect of all SEC mutual fund recommendations in combination on 1966 net income ...
... income .. 584 585 Customer - directed give - ups paid and received by sample firms . Distribution of firms by degree ... income ( after tax ) by size . - 583 Effect of all SEC mutual fund recommendations in combination on 1966 net income ...
Página 13
... income taxes and investment income , of a subsidiary ( which is a member firm of the Pacific Coast Stock Exchange ) of the fund's investment adviser , attributable to portfolio transactions of the fund . 10 A rate of 0.35 % is charged ...
... income taxes and investment income , of a subsidiary ( which is a member firm of the Pacific Coast Stock Exchange ) of the fund's investment adviser , attributable to portfolio transactions of the fund . 10 A rate of 0.35 % is charged ...
Página 102
... income and ex- penses of ( including the aggregate remuneration paid by ) investment advisers , but the industry has vigorously maintained that the income and expense data of an investment adviser is not material information for the ...
... income and ex- penses of ( including the aggregate remuneration paid by ) investment advisers , but the industry has vigorously maintained that the income and expense data of an investment adviser is not material information for the ...
Página 103
... income is the sale of fund shares . The matter is best analyzed in terms of those firms whose primary source of income is the sale of mutual fund shares since they repre- sent such a large segment of the population of the industry and ...
... income is the sale of fund shares . The matter is best analyzed in terms of those firms whose primary source of income is the sale of mutual fund shares since they repre- sent such a large segment of the population of the industry and ...
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Términos y frases comunes
advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange