Rules and Regulations of the Secretary of Agriculture Under the Commodity Exchange Act: Article I, General Provisions. Article II, Special Provisions Applicable to Grain and Flaxseed. Issued July 1937U.S. Government Printing Office, 1937 - 34 páginas |
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Página 2
... transactions in commodities for future delivery , or for effecting settlements of contracts for future delivery , for and between members of any board of trade . Commodity . This term means and includes wheat , cotton , rice , corn ...
... transactions in commodities for future delivery , or for effecting settlements of contracts for future delivery , for and between members of any board of trade . Commodity . This term means and includes wheat , cotton , rice , corn ...
Página 4
... transaction in any commodity for future delivery . Registration of Futures Commission Merchants and Floor Brokers SEC . 7. No person shall engage as futures commission merchant in the solicitation or acceptance of orders for the ...
... transaction in any commodity for future delivery . Registration of Futures Commission Merchants and Floor Brokers SEC . 7. No person shall engage as futures commission merchant in the solicitation or acceptance of orders for the ...
Página 10
... transactions and cash commodity transactions , made by or through him , on or subject to the rules of a board of trade . Such records shall be kept systematically and in such manner as to be readily accessible . He shall keep such ...
... transactions and cash commodity transactions , made by or through him , on or subject to the rules of a board of trade . Such records shall be kept systematically and in such manner as to be readily accessible . He shall keep such ...
Página 11
... transactions known as transfer trades or office trades , or which involve the exchange of futures for cash commodities or the ex- change of futures in connection with cash commodity transactions , shall identify and mark by appropriate ...
... transactions known as transfer trades or office trades , or which involve the exchange of futures for cash commodities or the ex- change of futures in connection with cash commodity transactions , shall identify and mark by appropriate ...
Página 12
... transactions ; ( b ) the person executing such orders shall by appropriate descrip- tive words or symbol clearly identify all such transactions on his trading card or other similar record , made at the time of execution , and shall note ...
... transactions ; ( b ) the person executing such orders shall by appropriate descrip- tive words or symbol clearly identify all such transactions on his trading card or other similar record , made at the time of execution , and shall note ...
Términos y frases comunes
accruing Administration on form amount fixed association or corporation bank or trust board of trade books and records byproducts thereof cash commodity cash-grain position Chief or Acting clearing member clearing organization commodity customers Commodity Exchange Act Commodity Exchange Administration commodity for future contracts of sale controls open contracts cooperative association court delivery month Department of Agriculture executed filed if postmarked FLAXSEED floor broker furnish future delivery futures commission merchant futures contracts governing board thereof interstate commerce investment securities issued loans margin modity Exchange name and address obligations or investment open trades partnership period person products and byproducts products or byproducts Provided purchase or sale registered as futures report on form revoked rules and regulations Secretary of Agriculture section 221 hereof section 4d solicitation or acceptance tary of Agriculture term means thereunder tion trades or contracts trading limits transaction in interstate United States Department
Pasajes populares
Página 22 - It shall be unlawful for any person — (A) directly or indirectly to buy or sell, or agree to buy or sell, under contracts, of sale of such commodity for future delivery on or subject to the rules of...
Página 4 - futures commission merchant' shall mean and include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and...
Página 19 - interstate commerce" shall be construed to mean commerce between any State, Territory, or possession, or the District of Columbia, and any place outside thereof ; or between points within the same State, Territory, or possession, or the District of Columbia, but through any place outside thereof, or within any Territory or possession, or the District of Columbia.
Página 24 - ... or acceptance of orders, accepts any money, securities, or property (or extends credit in lieu thereof) to margin, guarantee, or secure any trades or contracts that result or may result therefrom.
Página 30 - ... notice of hearing, specifying a day and place not less than three days after the service thereof, requiring such person to show cause why an order should not be made directing that all contract markets until further notice of the...
Página 3 - Department who may be required to have such knowledge in the regular course of their official duties, or except insofar as he may be directed by the Secretary...
Página 21 - ... person. Nothing in this section shall be construed to prohibit the Commission from fixing different trading or position limits for different commodities, markets, futures, or delivery months, or different trading limits for buying and selling operations, or different limits for the purposes of subparagraphs 2 (A) and (B) of this section, or from exempting transactions normally known to the trade as "spreads...
Página 20 - Articles normally in such current of commerce shall not be considered out of such commerce through resort being had to any means or device intended to remove transactions in respect thereto from the provisions of this Act. For the puipose of this paragraph the word "State" includes Territory, the District of Columbia, possession of the United States, and foreign nation.
Página 22 - It shall be unlawful for any member of a contract market, or for any correspondent, agent, or employee of any member, in or in connection with any order to make, or the making of, any contract of sale of any commodity in interstate commerce, or for future delivery, made, or to be made, on or subject to the rules of any contract market for or on behalf of...
Página 20 - When cattle are sent for sale from a place in one State, with the expectation that they will end their transit, after purchase, in another, and when in effect they do so, with only the interruption necessary to find a purchaser at the...