| Philippines - 1988 - 484 páginas
...a Futures Commission Merchant/ Broker and is engaged in soliciting or in accepting VOL. 84, NO. 27 orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in connection with such solicitation or... | |
| United States - 1927 - 468 páginas
...unregistered broker prohibited It shall be unlawful for any person to act as floor broker in executing any orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules... | |
| United States. Congress. House. Committee on Rules - 1931 - 934 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation... | |
| United States. Congress. House. Committee on Agriculture - 1935 - 138 páginas
...of all correspondents and agents engaged in soliciting or accepting no behalf of such applicant any orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any board of trade, and including also the names of its officers and... | |
| United States. Congress. House. Committee on Agriculture - 1935 - 140 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation... | |
| United States. Congress. Senate. Agriculture and Forestry Committee - 1936 - 324 páginas
...registrations shall expire on the 31st day of December of the year for which issued. "(2) Any person registered as futures commission merchant hereunder shall post in a conspicuous place in each of the officers maintained by such person in the United States in which orders for the purchase or sale of... | |
| United States - 1936 - 684 páginas
...unregistered broker prohibited. It shall be unlawful for any person to act as floor broker in executing any orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules... | |
| United States. Commodity Exchange Administration - 1937 - 44 páginas
...expired, been suspended, or been revoked. SEC. 8. No person shall act as floor broker in executing any orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules... | |
| United States. Congress. House. Committee on Appropriations - 1937 - 454 páginas
...unlawful for any person to engage as futures commission merchant in soliciting orders or in accepting orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules... | |
| United States. Congress. House. Committee on Appropriations - 1938 - 1346 páginas
...unlawful for any person to engage as futures commission merchant in soliciting orders or in accepting orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules... | |
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