Regulation of Commodity Exchanges, Hearing Before ..., 74-1 on H.R. 3009 ..., February 5, 7, 8, 19351935 - 130 páginas |
Dentro del libro
Página
... TOBEY , New Hampshire L. T. MARSHALL , Ohio PHILIP A. GOODWIN , New York AUGUST H. ANDRESEN , Minnesota GERALD J. BOILEAU , Wisconsin ANTHONY J. DIMOND , Alaska SAMUEL W. KINK , Hawaii SANTIAGO IGLESIAS , Puerto Rico II.
... TOBEY , New Hampshire L. T. MARSHALL , Ohio PHILIP A. GOODWIN , New York AUGUST H. ANDRESEN , Minnesota GERALD J. BOILEAU , Wisconsin ANTHONY J. DIMOND , Alaska SAMUEL W. KINK , Hawaii SANTIAGO IGLESIAS , Puerto Rico II.
Página 27
... TOBEY . You have to give the name of the clearing house in connection with the sale ; that is right ? Mr. KUн . Exactly . The CHAIRMAN . You are required to clear the order through the clearing house in each instance where an order is ...
... TOBEY . You have to give the name of the clearing house in connection with the sale ; that is right ? Mr. KUн . Exactly . The CHAIRMAN . You are required to clear the order through the clearing house in each instance where an order is ...
Página 28
... TOBEY . Take it yourself . Mr. KUн . For my own account ? Mr. TOBEY . Yes . Mr. KUн . No , sir ; that is a strict violation . That is bucket shop- ping . That is the worst sin in our field . Mr. TOBEY . But you could do this . You could ...
... TOBEY . Take it yourself . Mr. KUн . For my own account ? Mr. TOBEY . Yes . Mr. KUн . No , sir ; that is a strict violation . That is bucket shop- ping . That is the worst sin in our field . Mr. TOBEY . But you could do this . You could ...
Página 29
... TOBEY . The next feature . Have you any recollection what- ever of the exchange having disciplined or expelled ... TOBEY . Do you know of any ? Mr. KUн . I do not . Mr. TOBEY . And yet your predecessor testified that it had been done ...
... TOBEY . The next feature . Have you any recollection what- ever of the exchange having disciplined or expelled ... TOBEY . Do you know of any ? Mr. KUн . I do not . Mr. TOBEY . And yet your predecessor testified that it had been done ...
Página 31
... TOBEY . This committee is forming its judgment on all of the evidence . Would you be willing , as representing the Chicago Board of Trade , to file with this committee a list of the charges and con- victions made by the board against ...
... TOBEY . This committee is forming its judgment on all of the evidence . Would you be willing , as representing the Chicago Board of Trade , to file with this committee a list of the charges and con- victions made by the board against ...
Términos y frases comunes
accounts amended ANDRESEN attorney bill board of trade BOILEAU books and records BOYLAN bucketing bushels of wheat business conduct committee business-conduct committee buyer CALDWELL cash wheat cents a bushel CHAIRMAN CHASE Chicago Board clearing house commission houses commodity for future complaint Congress contract market cotton futures COUGHLIN course court cover crop cross-trading customers Cutten DAVIS December future delivery month DOXEY DUVEL effect executed fact farmer fixed floor brokers FULMER future delivery futures commission merchant futures contracts futures market futures trading GILCHRIST give GLOVER going Government grain exchanges Grain Futures Act Grain Futures Administration hearing hedging HOPE interested investigation Kansas City KLEBERG large traders legislation license manipulation margin Marvin Jones matter MEHL MITCHELL names operations percent person present Grain Futures provisions Secretary of Agriculture short selling statement suspended tion TOBEY transactions violation words York Cotton Exchange
Pasajes populares
Página 3 - Be it enacted by the Senate and Souse of Representatives of the United States of America in Congress assembled, That this Act may be cited as the "Arms Control and Disarmament Act Amendments in 1975".
Página 92 - ... consisting of the Secretary of Agriculture, the Secretary of Commerce, and the Attorney General...
Página 10 - ... manipulate or attempt to manipulate the price of any commodity in interstate commerce, or for future delivery on or subject to the rules of any contract market, or to corner or attempt to corner any such commodity...
Página 6 - futures commission merchant' shall mean and include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and...
Página 4 - ... under contracts of sale of such commodity for future delivery on or subject to the rules of any contract market as the Commission finds are necessary to diminish, eliminate, or prevent such burden.
Página 5 - ... any contract of sale of any commodity for future delivery made, or to be made, on or subject to the rules of any contract market...
Página 8 - If the Secretary of Agriculture has reason to believe that any person is violating...
Página 9 - ... and agrees to comply, with such terms and conditions as are or may be imposed lawfully on other members of such board...
Página 4 - Excessive speculation in any commodity under contracts of sale of such commodity for future delivery made on or subject to the rules of contract markets causing sudden or unreasonable fluctuations or unwarranted changes in the price of such commodity, is an undue and unnecessary burden on interstate commerce in such commodity.
Página 11 - Mr. Chairman and members of the committee, for the purpose of the record, my name is John F.