employee's services in any matter in which he may act in his official capacity. (1) Any holding in a widely held mutual fund, or regulated investment company, which does not specialize in the transportation industry. (2) Ownership of shares of stock and of corporate bonds or other corporate securities, if the current aggregate market value of the stocks and other securities so owned in any single corporation is less than $10,000 and is less than one percent of the outstanding stock of the organization concerned, and if the employee, his spouse, or minor children are not active in the management of the organization and have no other connection with or interest in it. (3) Continued participation in a bona fide pension, retirement, deferred compensation, group life, health, or accident insurance plan or other employee welfare or benefit plan that is maintained by a business or nonprofit organization by which the employee was formerly employed, to the extent that the employee's rights in the plans are vested and require no additional services by him. To the extent the welfare or benefit plan is a profit sharing or stock bonus plan, this exemption does not apply. (b) Notwithstanding paragraph 1(a)(2), the interest of an employee, whose position is listed in section II of this appendix, shall not be exempt from the prohibitions of sections 13(a), 15, and 17(a), with respect to any stock or other security holding in an organization to which he is assigned, or for which he has specific responsibility as a part of his regular duties, for conducting inspections or issuing certificates, waivers, exemptions, or approvals. II. The following is a list of positions to which the exemption in paragraph 1(a)(2) of this appendix does not apply. This list may be amended at any time by the Association. [To be supplied]. APPENDIX 2-LIST OF EMPLOYEES REQUIRED TO SUBMIT STATEMENTS OF EMPLOYMENT AND FINANCIAL INTEREST UNDER SECTION 31 [Reserved]. (Sec. 202(a)(5)(2) of the Regional Rail Reorganization Act of 1973 (Pub. L. 93-236)) [39 FR 3825, Jan. 30, 1974] FINDING AIDS A list of CFR titles, subtitles, chapters, subchapters and parts and an alphabetical list of agencies publishing in the CFR are included in the subject index volume to the Code of Federal Regulations which is published separately and revised semiannually (January 1 and July 1). Material Approved for Incorporation by Reference Table of CFR Titles and Chapters Alphabetical List of Agencies Appearing in the CFR Material Approved for Incorporation by Reference The Director of the Federal Register approves the following incorporations by reference for one year effective October 1, 1980, unless otherwise noted (5 U.S.C. 552(a) and 1 CFR Part 51). For more information on incorporation by reference, see the preliminary pages of this volume. 49 CFR SUBTITLE A (PARTS 1–99)—OFFICE OF THE SECRETARY OF TRANSPORTATION CFR Citation American National Standards Institute (ANSI) 1430 Broadway, New York, N.Y. 10018 ANSI A117.1 1961 (R1971), American National Standard Specifications 27.5; 27.67. for Making Buildings and Facilities Accessible to, and Usable by, the Physically Handicapped. Interagency Land Acquisition Conference Superintendent of Documents, U.S. Government Printing Office, Uniform Appraisal Standards for Federal Land Acquisition (1972 Edi- 25.260. 60-158 0-80--16 |