The Boston Institute of Finance Stockbroker Course: Series 7 and 63 Test Prep + CDJohn Wiley & Sons, 2005 M05 27 - 560 páginas Get the all-in-one product that provides preparation information for the two tests necessary to sell stocks: the Series 7 and Series 63 exams. The Boston Institute of Finance Stockbroker Course combines the industry?s premier print study guide with access to the industry?s premier online test-prep materials. This unique course has become one of the best products available for exam preparation by providing the core knowledge needed to pass. The study guide chapters parallel the content of the exams, each chapter includes review questions, and the companion CD-ROM features a sample final exam and tips that will sharpen your skills even further. If you're looking to pass both the Series 7 and Series 63 exams, this is the only guide you will need. |
Contenido
INTRODUCTION | 3 |
Chapter 1 CORPORATE SECURITIES | 7 |
Chapter 2 FINANCIAL ANALYSIS | 27 |
Chapter 3 INVESTMENT BANKING | 47 |
Chapter 4 MUNICIPAL SECURITIES | 69 |
Chapter 5 US GOVERNMENT SECURITIES | 105 |
Chapter 6 OVERTHECOUNTER MARKETS | 115 |
Chapter 7 NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATIONS | 123 |
Chapter 13 ECONOMIC MONETARY AND INDUSTRIAL FACTORS | 225 |
Chapter 14 RISKS AND POLICIES | 237 |
Chapter 15 SECURITIES TAXATION | 245 |
Chapter 16 INVESTMENT COMPANIES | 253 |
Chapter 17 INDIVIDUAL RETIREMENT PLANS | 273 |
Chapter 18 FEDERAL AND STATE REGULATIONS | 281 |
Chapter 19 DIRECT PARTICIPATION PROGRAMS | 291 |
SERIES 63 STUDY GUIDE | 309 |
Chapter 8 EXCHANGE MARKETS | 139 |
Chapter 9 EXCHANGE REGULATIONS | 149 |
Chapter 10 CUSTOMER ACCOUNTS | 157 |
Chapter 11 MARGIN ACCOUNTS | 167 |
Chapter 12 OPTIONS | 191 |
Chapter 20 UNIFORM SECURITIES AGENT STATE LAW EXAMINATION STUDY GUIDE | 311 |
ABOUT THE CDROM | 329 |
331 | |
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The Boston Institute of Finance Stockbroker Course: Series 7 and 63 Test ... Boston Institute of Finance Sin vista previa disponible - 2005 |
The Boston Institute of Finance Stockbroker Course: Series 7 and 63 Test ... Boston Institute of Finance Sin vista previa disponible - 2005 |