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" That transacting or offering to transact business in grain, produce, cotton or other commodities, without commission, or for a nominal commission, by any member of this Exchange or firm represented therein, for a customer dealing in securities dealt in... "
Constitution of the Boston Stock Exchange with Rules and Resolutions Adopted ... - Página 73
por Boston Stock Exchange - 1905 - 77 páginas
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Money Trust Investigations, Volúmenes1-6

United States. Congress. House. Committee on Banking and Currency - 1912 - 510 páginas
...regulations of the exchange, at page 85 : COMMISSIONS — RECIPROCAL BUSINESS. APRIL 14, 1897. That transacting or offering to transact business in grain,...commissions, and is a violation of the commission law. That giving or offering to give reciprocal business in grain, produce, cotton, or other commodities...
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pt. 1-10; hearings of May 16 to December 12, 1912, including Index to parts 1-27

United States. Congress. House. Committee on Banking and Currency - 1913 - 938 páginas
...regulations of the exchange, at page 85 : COMMISSIONS — RECIPROCAL BUSINESS. APRIL 14, 1887. That transacting or offering to transact business in grain,...in at the exchange, is a method or arrangement for rehatement of commissions, and is a violation of the commission law. That giving or offering to give...
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A Handbook of Stock Exchange Laws Affecting Members: Their Customers ...

Samuel P. Goldman - 1914 - 312 páginas
...account other than that of the party interested." Commissions. Reciprocal Business. APRIL 14, 1897. "That transacting or offering to transact business in grain,...commissions, and is a violation of the commission law. "That giving or offering to give reciprocal business in grain, produce, cotton or other commodities...
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Regulation of the Stock Exchange: Hearings Before the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency - 1914 - 958 páginas
...account other than that of the party interested. COMMISSIONS. Reciprocal business. [Apr. 14, 1897.] That transacting or offering to transact business in grain,...in at the exchange, is a method or arrangement for rebatenient of commissions, and is a violation of the commission law. That giving or offering to give...
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A Handbook of Stock Exchange Laws Affecting Members: Their Customers ...

Samuel P. Goldman - 1914 - 316 páginas
...produce, cotton or other commodities dependent upon the amount of Stock Exchange business received is a method or arrangement for rebatement of commissions and is a violation of the commission law." Commission on Mining Shares. APRIL 13, 1910. "That the rates of commission on mining shares shall be...
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Materials of Corporation Finance

Charles William Gerstenberg - 1915 - 1040 páginas
...account other than that of the party interested." Commissions. Reciprocal Business. APRIL 14, 1897. "That transacting or offering to transact business in grain,...commissions, and is a violation of the commission law. "That giving or offering to give reciprocal business in grain, produce, cotton or other commodities...
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Materials of Corporation Finance

Charles William Gerstenberg - 1915 - 1062 páginas
...produce, cotton or other commodities dependent upon the amount of Stock Exchange business received is a method or arrangement for rebatement of commissions and is a violation of the commission laws." Commission on Mining Shares. APRIL 13, 1910. "That the rates of commission on mining shares...
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Constitution of the New York Stock Exchange: And Resolutions Adopted by the ...

New York Stock Exchange - 1918 - 236 páginas
...gratuity Employment during Exchange hours. Commissions. Reciprocal Business. APRIL 14, 1897. "That transacting or offering to transact business in grain,...nominal commission, by any member of this Exchange Business in grain, cottlon, produco or other commodities. or firm represented therein, for a customer...
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Constitution of the New York Stock Exchange and Resolutions Adopted by the ...

New York Stock Exchange - 1922 - 282 páginas
...Resolution of April 14, 1897, was amended to read as follows: Commissions. Reciprocal Business. 1 'That transacting or offering to transact business in grain,...commissions, and is a violation of the commission law. "An agreement to give reciprocal business in grain, produce, cotton or other commodities dependent...
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