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" In upon the floor of the exchange (except when in exchange for cash property " must be executed in the open market in the exchange hall during the hours of regular trading and under no circumstances shall any member, firm, or corporation assume to have... "
Futures Industry Investigation: Briefings Before the Subcommittee on ... - Página 231
1989 - 358 páginas
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Hearing Before the Committee on Agriculture, House of Representatives ...

United States. Congress. House. Committee on Agriculture - 1935 - 140 páginas
..." must be executed in the open market in the exchange hall during the hours of regular trading and under no circumstances shall any member, firm, or...shall not be considered in violation of this rule. The meaning of the last part of that rule is that if a big commission house needs more than one broker...
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Regulation of Commodity Exchanges, Hearing Before ..., 74-1 on H.R. 3009 ...

United States. Congress. House. Committee on Agriculture - 1935 - 138 páginas
..." must be executed in the open market in the exchange hall during the hours of regular trading and under no circumstances shall any member, firm, or...shall not be considered in violation of this rule. The meaning of the last part of that rule is that if a big commission house needs more than one broker...
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To Amend the Grain Futures Act: Hearings Before ..., 74-2 on H.R. 6772 ...

United States. Congress. Senate. Agriculture and Forestry Committee - 1936 - 324 páginas
...line 13, on page 9, the following: Provided, That on transactions where brokers, as agents for their members, meet In the execution of orders in the open market, and without prearrangenn'ni unintentionally consummate a contract for one and the same clearing member principal,...
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Small Business Problems Involved in the Marketing of Grain and Other ...

United States. Congress. House. Permanent Select Committee on Small Business. Subcommittee on Special Small Business Problems - 1973 - 430 páginas
...of such orders or any portion 1 Adopted May 10, 1934 (see Regulation 1866) ; Amended June 15, 1953. thereof by acting as agent for both buyer and seller...shall not be considered in violation of this Rule. Rule 252. Hours for Trading. 2 —Hours for trading for future delivery in grains, crude soybean oil...
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The BCCI Affair: Hearings Before the Subcommittee on Terrorism, Narcotics ...

United States. Congress. Senate. Committee on Foreign Relations. Subcommittee on Terrorism, Narcotics, and International Operations - 1992 - 902 páginas
...indirectly, in their own name cr that of an employee, broker or other member of the Associatic.-.; provided, that on transactions where brokers as agents...execution of orders in the open market and without prearrangenent unintentionally consummate a contract fc: the one and same clearing member principal,...
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The BCCI Affair: Hearings Before the Subcommittee on Terrorism, Narcotics ...

United States. Congress. Senate. Committee on Foreign Relations. Subcommittee on Terrorism, Narcotics, and International Operations - 1992 - 920 páginas
...member of the Associatic.-.; provided, that on transactions where brokers as agents for other nenbers meet in the execution of orders in the open market...prearrangement unintentionally consummate a contract fc: the one and same clearing member principal, such transactions shall not be considered in violation...
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