 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...subsection (a) (13) to read : "(13) The term 'exempted security' or 'exempted securities' shall include securities which are direct obligations of or obligations guaranteed as to principal or interest by the United States, such securities issued or guaranteed by corporations in which the United States... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 páginas
...designated for exemption by the Secretary of the Treasury, securities which are direct obligations of at obligations guaranteed as to principal or Interest...Instrumentality of a State or any political subdivision thereof, and such other securities and instruments as the Commission may by such rules and regulations... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...treat as an equity security. (13) The term "exempted security" or "exempted securities" shall include securities which are direct obligations of or obligations guaranteed as to principal or interest by the United States, such securities issued or guaranteed by eorporationS in which the United States... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...will read a part of the bill: The term "exempted security " or "exempted securities " shall include securities which are direct obligations of or obligations guaranteed as to principal orinterest by the United States. Were you asked to make any observations on whether or not in exempted... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 144 páginas
...direct or indirect interest as shall be designated for exemption by the Secretary of the Treasury; Securities which are direct obligations of or obligations...municipal corporate instrumentality of one or more States. Therefore, the Maloney bill should be amended by adding a new subdivision (M) reading as follows: "Subdivision... | |
 | United States - 1938 - 48 páginas
...treat as an equity security. (12) The term "exempted security" or "exempted securities" shall include securities which are direct obligations of or obligations guaranteed as to principal or interest by the United States; such securities issued or guaranteed by corporations in which the United States... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...principal or interest by a State or any politiubdivision thereof or any agency or instru;ality of a State or any political subdivision thereof or any municipal corporate instrumentality of one or more States; and such other securities (which may include, among others, unregistered securities, the market in... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 páginas
...circulation ; (E) any person whose advice, analyses, or reports relate to no securities other than securities which are direct obligations of or obligations guaranteed as to principal or interest by the United States, or securities Issued or guaranteed by corporations in which the United States has... | |
 | United States. Securities and Exchange Commission - 1955 - 920 páginas
...regular circulation; (E) any person whose advice, analyses, or reports relate to no securities other than securities which are direct obligations of or obligations guaranteed as to principal or Interest by the United States, or securities Issued or guaranteed by corporations In which the United States has... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 páginas
...of 1934. That act in subdivision 12 of section 3 defines "exempted securities" to be in substance: Direct obligations of or obligations guaranteed as to principal or interest by the United States; Securities issued or guaranteed by corporations in which the United States has a... | |
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States; such securities issued or guaranteed by corporations in which the United States has a direct or indirect interest... 
