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" ... trading privileges thereon. The words "futures commission merchant" shall mean and include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for... "
Regulation of Grain Exchanges: Hearings Before ...73-2 on H.R. 8829, April 3 ... - Página 2
por United States. Congress. House. Committee on Agriculture - 1934 - 282 páginas
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Agriculture and Related Agencies Appropriations for 1977: Hearings ..., Parte5

United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture and Related Agencies - 1976 - 1302 páginas
...contributions, the, sale or stock or other forms of securities, or otherwise, for the purpose of trading in any commodity for future delivery on or subject to the rules of any contract market, but does not include such persons not within the intent of this definition as the Commission may specify...
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The Bankruptcy Reform Act: Hearings Before the Subcommittee on Improvements ...

United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Improvements in Judicial Machinery - 1977 - 602 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or accepting orders for the purchase or sale of any commodity for future...on or subject to the rules of any contract market and that, in or in connection with such solicitation or acceptance of orders, accepts any money, securities,...
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Extend Commodity Exchange Act: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation and Credit - 1978 - 764 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future...on or subject to the rules of any contract market and that, in or in connection with auch solicitation or acceptance of orders, accepts any money, securities,...
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Reauthorization of the Commodity Futures Trading Commission: Hearing Before ...

United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry. Subcommittee on Agricultural Research and General Legislation - 1978 - 696 páginas
...correspondents and agents engaged in soliciting or accepting on behalf of such applicants any orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any board of trade, and including also the names of its officers and partners, if a partnership,...
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Hearings, Reports and Prints of the Senate Committee on Agriculture ...

United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry - 1978 - 1744 páginas
...correspondente and agents engaged in soliciting or accepting on behalf of such applicants any orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any board of trade, and including also the names of its officers and partners, if a partnership,...
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Agriculture, Rural Development, and Related Agencies Appropriations for 1979 ...

United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture, Rural Development, and Related Agencies - 1978 - 784 páginas
...contributions, the sale of stock or other forms of securities, or otherwise, for the purpose of trading in any commodity for future delivery on or subject to the rules of any contract market, but does not include such persons not within the intent of this definition as the Commission may specify...
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Extend Commodity Exchange Act: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation and Credit - 1978 - 766 páginas
...through publications or writings, as to the value of commodities or as to the advisability of trading in any commodity for future delivery on or subject to the rules of any contract market, or who for compensation or profit, and as part of a regular business, issues or promulgates analyses...
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Agriculture, Rural Development, and Related Agencies Appropriations ..., Parte3

United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture, Rural Development, and Related Agencies - 1978 - 784 páginas
...• Futures Commission Merchants — Firms or individuals engaged in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on commodity exchanges. • Associated Persons — Generally speaking, persons working as account executives...
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Silver Prices and the Adequacy of Federal Actions in the Marketplace, 1979 ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1980 - 1222 páginas
...commodity; or (B) directly or indirectly to hold or control a net long or a net short position in ar.y commodity for future delivery on or subject to the rules of any contract market in excess of any position limit fixed by the Commission for or with respect to such commodity: Provided,...
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Hearings, Reports and Prints of the Senate Committee on Agriculture ...

United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry - 1980 - 1624 páginas
...is defined in the Oamtodity Exchange Act as any person •engaged in soliciting or accepting orders for the purchase or sale of any commodity for future delivery [on a contract market] ... and that, in or in connection with such solicitation or acceptance of orders,...
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