| 1968 - 776 páginas
...the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules of any contract market, unless such person shall have secured a certificate of registration as futures commission merchant... | |
| 1971 - 668 páginas
...market for the meeting of persons similarly engaged, shall purchase or sell for any other person any commodity for future delivery on or subject to the rules of any contract market. (o) Future delivery. This term does not include any sale of a cash commodity for deferred shipment... | |
| 1967 - 748 páginas
...the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules of any contract market, unless such person shall have secured a certificate of registration as futures commission merchant... | |
| United States - 1975 - 1508 páginas
...transactions. It shall be unlawful for any person to make any contract for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market unless such person shall report or cause to be reported to the properly designated officer in accordance... | |
| 1970 - 662 páginas
...the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules of any contract market, unless such person shall have been registered as futures commission merchant under the Commodity Exchange... | |
| United States. Securities and Exchange Commission - 1978 - 170 páginas
...generally, a person who engages in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market.'8 The CFTC has jurisdiction to impose minimum financial requirements on FCMs. On September... | |
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