| United States - 1975 - 1706 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation... | |
| United States - 1983 - 1152 páginas
...unregistered broker prohibited It shall be unlawful for any person to act as floor broker in executing any orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules... | |
| United States. Congress. House. Committee on Appropriations - 1948 - 1252 páginas
...may prescribe. SEC. 4e. It shall be unlawful for any person to act as floor broker in executing any orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules... | |
| United States. Congress. House. Committee on Appropriations - 1948 - 1260 páginas
...of all correspondent^ and agents engaged in soliciting or accepting on behalf of such applicant any orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any board of trade, and including also the names of its officers and... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1948 - 440 páginas
...mean board of trade. "(D) It shall be unlawful for any person to engage in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on any board of trade, whether or not such board of trade is designated as a contract market, unless... | |
| 1968 - 768 páginas
...registration certificate as futures commission merchant ; and (b) Post in a conspicuous place in each office in the United States in which orders for the purchase...commodity for future delivery are solicited or accepted for, and in the name of, such registrant, a duplicate (issued by the Secretary of Agriculture) of such... | |
| 1967 - 740 páginas
...registration certificate as futures commission merchant; and (b) Post In a conspicuous place In each office in the United States In which orders for the purchase...commodity for future delivery are solicited or accepted for, and in the name of, such registrant, a duplicate (Issued by the Secretary of Agriculture) of such... | |
| 1949 - 736 páginas
...shall : (a) Post in a conspicuous place in each office in the United States maintained by such person in which orders for the purchase or sale of any commodity...delivery are solicited or accepted, the original or a duplicate (issued by the Secretary of Agriculture) of such registrant's registration certificate... | |
| 1997 - 608 páginas
...Individuals, associations, partner-ships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicita-tion... | |
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