 | United States Congress. House. Banking and Currency Committee - 1950 - 216 páginas
...mean board of trade. "(D) It shall be unlawful for any person to engage in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on any board of trade, whether or not such board of trade is designated as a contract market, unless... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1950 - 30 páginas
...mean board of trade. "(D) It shall be unlawful for any person to engage in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on any board of trade, whether or not such board of trade is designated as a contract market, unless... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1950 - 344 páginas
...mean board of trade. "(D) It shall be unlawful for any person to engage in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on any board of trade, whether or not such board of trade is designated as a contract market, unless... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1951 - 1094 páginas
...mean board of trade. "(D) It shall be unlawful for any person to engage in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on any board of trade, whether or not such board of trade is designated as a contract market, unless... | |
 | 1964 - 574 páginas
...knowingly employ such person in any capacity which involves the solicitation, acceptance, or execution of orders for the purchase or sale of any commodity for future delivery on or subject to the rules of a contract market, the execution of which would be prohibited by such... | |
 | United States. Congress. House. Committee on Appropriations - 1965 - 732 páginas
...of all correspondents and agents engaged in soliciting or accepting on behalf of such applicants any orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any board of trade, and including also the names of its officers and... | |
 | 1967 - 1182 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation... | |
 | United States - 1971 - 870 páginas
...revoked after notice and hearing as prescribed in section 4g of this Act. **(2) Any person registered as futures commission merchant hereunder shall post...by the Secretary of Agriculture) of such person's registration certificate as such futures commission merchant. "SEC. 4g. If any person registered hereurider... | |
 | United States - 1936 - 1258 páginas
...business anywhere in the United States or its territories for the purpose of soliciting or rx:cepting any hic Pharmacopoeia of the United States, official National Formulary, or for making or offering to make any contracts for the purchase or sale of any commodity for future... | |
 | United States. Tax Court - 1990 - 1014 páginas
...the CFTC. An introducing broker is any person who, for compensation or profit, solicits or accepts orders for the purchase or sale of any commodity for future delivery subject to the rules of any contract market and who does not accept money, securities, or property... | |
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futures commission merchant' shall mean and include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules... 
