 | 1983 - 204 páginas
...commission merchant. SEC. 4e. It shall be unlawful for any person to act as floor broker in executing any orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery on or subject to the rules... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 páginas
...registered as an associated person of a futures commission merchant, engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market who does not accept any money, securities, or property... | |
 | United States - 1988 - 560 páginas
...registered as an associated person of a futures commission merchant, engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market who does not accept any money, securities, or property... | |
 | United States. Tax Court - 1990 - 1038 páginas
...the CFTC. An introducing broker is any person who, for compensation or profit, solicits or accepts orders for the purchase or sale of any commodity for future delivery subject to the rules of any contract market and who does not accept money, securities, or property... | |
 | Wayne G. Broehl - 1992 - 1040 páginas
...executive, solicitor, or registered representative) who engages in soliciting or accepting and handling orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and who, in or in connection with such solicitations... | |
| |
futures commission merchant' shall mean and include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules... 
