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" futures commission merchant' shall mean and include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules... "
Regulation of Commodity Exchanges, Hearing Before ..., 74-1 on H.R. 3009 ... - Página 6
por United States. Congress. House. Committee on Agriculture - 1935 - 130 páginas
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Agriculture-environmental and Consumer Protection Appropriations for ..., Parte4

U.S. Congress. House. Committee on Appropriations, United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture--Environmental and Consumer Protection Appropriations - 1973 - 800 páginas
...of all correspondents and agents engaged in soliciting or accepting on behalf of such applicants any orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any board of trade, and including also the names of its officers and...
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The Commodity Futures Trading Commission Act of 1974 ....

United States. Congress. Senate. Agriculture and Forestry Committee - 1974 - 164 páginas
...unlawful for any person to engage as futures commission merchant in soliciting orders or accepting orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules...
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Bankruptcy Act Revision: Hearings Before the Subcommittee on Civil and ...

United States. Congress. House. Committee on the Judiciary. Subcommittee on Civil and Constitutional Rights - 1976 - 898 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation...
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Agriculture, Rural Development, and Related Agencies Appropriations for 1979 ...

United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture, Rural Development, and Related Agencies - 1978 - 784 páginas
...including: • Futures Commission Merchants — Firms or individuals engaged in soliciting or accepting orders for the purchase or sale of any commodity for future delivery on commodity exchanges. • Associated Persons — Generally speaking, persons working as account executives...
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Extend Commodity Exchange Act: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation and Credit - 1978 - 764 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with auch solicitation...
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Reauthorization of the Commodity Futures Trading Commission: Hearing Before ...

United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry. Subcommittee on Agricultural Research and General Legislation - 1978 - 748 páginas
...unlawful for any person to engage as futures commission merchant in soliciting orders or accepting orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules...
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Regulation of the Commodity Futures Markets, what Needs to be Done: Report ...

United States. General Accounting Office - 1978 - 304 páginas
...commission merchants (FCMs) — Individuals, associations, corporations, and trusts soliciting or accepting orders for the purchase or sale of any commodity for future delivery. 2. Associated person — Any person associated with any FCM as a partner, officer, or employee in any...
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Hearings, Reports and Prints of the Senate Committee on Agriculture ...

United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry - 1978 - 1744 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation...
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Oversight on the Commodity Futures Trading Commission: Hearing Before the ...

United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry. Subcommittee on Agricultural Research and General Legislation - 1980 - 158 páginas
...person "to conduct any office or place of business * * * for the purpose of soliciting or accepting any orders for the purchase or sale of any commodity for future delivery, or for making or offering to make any Footnotes continued on next page Section 2(aX1),4 leads us to...
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Commodity "tax Straddles"

United States. Congress. House. Committee on Ways and Means - 1981 - 400 páginas
...individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with such solicitation...
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